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Tina, Lawyer
Category: Legal
Satisfied Customers: 8775
Experience:  JD, BBA Over 25 years legal and business experience.
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Do I legally need to start out as a stock broker first,

Customer Question

Do I legally need to start out as a stock broker first, before becoming a commodities broker.  Do I still have to start out as a stock broker and take the series 7, series 63 and 65 exam, although I just want to be a commodities broker? Can I start out as just a commodities broker and not a stock broker and just take the series 3 exam only if I want to own my own commodities business? What may be the start-up cost for a commodities business and average revenue per year?

Submitted: 4 years ago.
Category: Legal
Expert:  Fran-mod replied 4 years ago.
Hi, I'm a moderator for this topic. I've been working hard to find a professional to assist you right away, but sometimes finding the right professional can take a little longer than expected.
I wonder whether you're ok with continuing to wait for an answer. If you are, please let me know and I will continue my search. If not, feel free to let me know and I will cancel this question for you. Thank you!
Customer: replied 4 years ago.

Cancel the question.