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Can a convicted felon get a Series 7 License

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Can a convicted felon get a Series 7 License ?
Submitted: 9 years ago.Category: Legal
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9/14/2008
Lawyer: Sam, Attorney at Law replied 9 years ago
Sam
Sam, Attorney at Law
Category: Legal
Satisfied Customers: 27,011
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hi

 

yes, a felon can sit for the exam and if passes get the license. the problem, it seems is that one has to be employed with a brokage firm who will sponsor them before they can sit for the example - hence, the rub: will a firm hire a felon. therein lies the task. getting a firm to hire as a "broker trainee" with the intention that you would sit and get the license.

Sam
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