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Am a registered person under FINRA rules. if I got arrested…

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Hi, am a registered...

Hi, am a registered person under FINRA rules. if I got arrested for domestic violence as a felony, but charges have not been filed. am I required to supply the police report to the my registered company? the police department says the original police report is w the DA and will not get a copy of the police report and the charges filed til the arraignment. Is that true about the police report?

Lawyer's Assistant: What state is this in? And can you tell me a little more about the charge?

CA

Lawyer's Assistant: Have you talked to a lawyer yet?

The charge was 273.5(a):PC; first time offense

Lawyer's Assistant: Anything else you want the lawyer to know before I connect you?

I just questioning if the police report is really needed by FINRA certain due day after the arrest?

Submitted: 7 months ago.Category: Criminal Law
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Answered in 18 minutes by:
12/9/2017
Criminal Lawyer: PhillipsEsq, Attorney-at-Law replied 7 months ago
PhillipsEsq
PhillipsEsq, Attorney-at-Law
Category: Criminal Law
Satisfied Customers: 22,354
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Hello: This isCustomer Welcome to JustAnswer! I am reviewing your post, and I will post my response very shortly. Thank you for your patience.

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Criminal Lawyer: PhillipsEsq, Attorney-at-Law replied 7 months ago

Hi, am a registered person under FINRA rules. if I got arrested for domestic violence as a felony, but charges have not been filed. am I required to supply the police report to the my registered company?

Response 1: No. However, you are required to provide a copy of the indictment within 30 days of the indictment. See FINRA Rules 4530.

the police department says the original police report is w the DA and will not get a copy of the police report and the charges filed til the arraignment. Is that true about the police report?

Response 2: Yes.

A positive rating to my response is appreciated so that I can receive credit for responding to your post. There is no additional cost to you for giving a positive rating.

Thank you for your cooperation.

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DISCLAIMER: Answers from Experts on JustAnswer are not substitutes for the advice of an attorney. JustAnswer is a public forum and questions and responses are not private or confidential or protected by the attorney-client privilege. The Expert above is not your attorney, and the response above is not legal advice. You should not read this response to propose specific action or address specific circumstances, but only to give you a sense of general principles of law that might affect the situation you describe. Application of these general principles to particular circumstances must be done by a lawyer who has spoken with you in confidence, learned all relevant information, and explored various options. Before acting on these general principles, you should hire a lawyer licensed to practice law in the jurisdiction to which your question pertains.

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