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BizMatters
BizMatters, Attorney
Category: Business Law
Satisfied Customers: 1132
Experience:  JD -NYS Bar, 12 years experience
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I need to create a compliance (policy & procedure) manual for

Customer Question

I need to create a compliance (policy & procedure) manual for my mutual fund company. Where can I view a template?
Submitted: 8 years ago.
Category: Business Law
Expert:  BizMatters replied 8 years ago.

DearCustomer

 

Most Policy and Procedure manuals tackle single subjects, and may have a very high level view main document.

 

You can access templates and view them for various similar industries at http://www.allregs.com/

 

http://www.loomissayles.com/internet/common.nsf/pdf/Proxy/ProxyManual.pdf

 

http://www.complinet.com/connected/news-and-events/press-releases/complinet-and-steven-lofchie-simplify-compliance-processes-with-launch-of-next-generation-compliance-solution.html