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Question

IN 2005 I purchased stock in O2 secure Wireless on a recommend from Alexander Rothko & Associates. Last night I recd a call from someone claiming to be a Legal representative in Spain stating that Rothko's assets had been frozen and the company closed. He then stated I was due compensation and that a cheque was due to me. Can you advise if you know anything regarding the situation with Rothko and if the call was legitimate or another scam? Regards

Submitted: 32 days ago.
Category: Finance
Value: $17
Status: CLOSED
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Optional Information

Country/State/Province of question: UK

Posted by Milan Vaishnav 31 days and 23 hours ago.

Answer

Dear Friend,

 

There have been numerous instances of such things. FSA, i.e. Financial Services Authorities have issued against such calls being received and has also warned people with dealing with above named firm.

 

It has issued a public warning against dealing with Alexander Rothko. The firm is not authorised to offer financial advice or sell shares in this country. Anyone who deals with it loses the protection of the Ombudsman and the compensation scheme. And anyone who has been cold-called and agreed to buy the shares can back out now. The deal is not enforceable, the FSA advises."

 

http://www.barcelonareporter.com/index.php?/news/comments/fsa_issues_warning_about_alexander_rothko_associates_ltd/

http://www.barcelonareporter.com/index.php?/pg_print_article/fsa_issues_warning_about_alexander_rothko_associates_ltd/

 

In such scenario, I would advice you to keep away from such calls as they are now almost becoming scams.

 

I hope the above helps...

Regards,

31 days and 23 hours ago.

Reply

Unfortunately I purchased the shares 4 years ago.

 

The recent call claims that the company (Alexander Rothko) has been closed by the Spanish authorities and it is confirmation of this fact OR otherwise that I was seeking.

 

regards

Accepted Answer

Dear Friend,

 

The company has definitely been under FSA Scanner but nothing that substantiates that it has closed down.

 

So, in sure of any compensation, do not fall prey to any such call. The best people to guide you would be FAS www.fsa.gov.uk and you can seek the exact status of the company.

 

But as of now, no reason to believe that the assets of this company are frozen and you may be compensated.

 

I hope the above helps...

Regards,

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Expert: Milan Vaishnav
Pos. Feedback: 99.5 %
Accepts: 
Answered: 10/21/2009

Financial Advisor

Technical Analyst in Financial Markets -- Experience of more than 10 years in consulting

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