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Tina
Tina, Lawyer
Category: Legal
Satisfied Customers: 8775
Experience:  JD, BBA Over 25 years legal and business experience.
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Can a person loose their brokerage license with an accusation

Customer Question

Can a person loose their brokerage license with an accusation of domestic violence, but no conviction, right now it is an open case. My son did a brokerage check online and discovered he is no longer licensed. Is this temporary? Can he get it back?
Submitted: 1 year ago.
Category: Legal
Expert:  Phillips Esq. replied 1 year ago.
Hello: This is PhillipsEsq. I am a licensed Attorney and I will be assisting you today.
Could you clarify?
What kind of brokerage license is this?
Customer: replied 1 year ago.

Series 7.

Expert:  Phillips Esq. replied 1 year ago.
Thank you for the information.
After exhaustive search, I could not find information regarding suspension of Series 7 Brokerage license due to charge of domestic violence. So, I will opt out and give another Attorney the opportunity to further assist you.
Expert:  N Cal Attorney replied 1 year ago.
New Expert here.

Has he worked as a broker during the past two years?
Customer: replied 1 year ago.

He has been in the office 18 months, as a broker 10 months.

Expert:  N Cal Attorney replied 1 year ago.
Has he received any written notification stating why his license was apparently suspended?

Is the domestic violence case civil or criminal?

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