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hi on the top it has office of the secretary state
there is no stamped seal or notary
i recieved this letter just today and the letter was dated aug 16th
they gave a list of 4 things compleate accounting and current valuation
list of shareholder with all info on each
list of affiliated comp
summary of my involvement
am i in serious trouble
is this like an audit
it is signed by an attorney named james j. tierney
can u find out who filed complaint with file#
Ok, if this is legitimate, and it likely is, then these type of investigations are typically when someone is accused of selling unlicensed stock or securities or selling interests in other things without being formally registered with the SEC to do so.
There may also be something going on with another company and they have implicated you in some wrongdoing. James Tierney is listed as an enforcement attorney with the IL Securities Dept under the Secretary of State.
BotXXXXX XXXXXne is yes, this is serious, so you are going to need to contact a CPA and a securities law attorney to assist and make sure that you not only comply with any formal requests, but also to protect you from doing anything incriminating.
can u pull file #c1200153?
why would another company impliment me ?can u give an example?
if i own a s-corp and sell shares , is this not legal?
do people go to jail on this stuff
is the file public record ?
can i find it online?
why the request for accounting incl audited financial statements with balance sheets /income and expenses and current valuation?
when they say audited financials does that me actual audited or does that mean from my accountant?
both stores are closed one in 2009 and other in 2012 of april does this help or hurt me?
I would assume that it was to determine the value of any shares sold compared to the actual assets of the company. But not being a financial investigator, I can only guess.
Once again, I can only assume it means from an accountant.
If there was some sort of shareholder complaint, then if they didn't get their investment back, it would likely hurt you because there is nothing in the company to collect against.
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