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Directly from the FINRA manual, non-reportable 14B misdemeanors on the U-4 are:Examples of non-reportable misdemeanor events include, but are not limited to:
• Drug related offenses
• Driving Under the Influence
• Driving While Intoxicated
• Traffic offenses
• Sexual assault
• Assault and battery
• Failure to file income tax
See: CRD User Manual Chapter 13, Disclosures
Thus, your DUI and refusal to submit would be non-reportable 14B misdemeanors on your U-4.
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