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Infolawyer
Infolawyer, Lawyer
Category: Consumer Protection Law
Satisfied Customers: 6678
Experience:  Licensed attorney helping individuals and businesses.
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Supposidly, years ago I may have signed some 25 page document

Customer Question

Supposidly, years ago I may have signed some 25 page document detrimental to my interests never being aware of the consequences. The document is prepared by one of the large stock trading brokerage firms, saying they have the right without cause to
prevent me from using their trading programs and trade my portfolio. All large brokerage
firms make you sign such documents, so you have no rights if you wish to trade stocks.
Probably the multi billion type traders use their own attornys to protect them, but not the small guy. As a result of this action by the brokerage firm to deny me trading, I had to find another broker, which no matter how you slice it took close to a month, during which time I can document substantial loses. I must go through FINRA to present my case, but
this is an organization accustomed to fraud, not losses due to the large Co. denying the little guy his rights and thereby causing losses.
Submitted: 10 months ago.
Category: Consumer Protection Law
Expert:  Infolawyer replied 10 months ago.
If the contract is onerous and one of adhesion you can complain to finra, internally to management and court.
Expert:  Infolawyer replied 10 months ago.
Keep in mind that most institutional contracts have that "license" termination built in, including banks,
Expert:  Infolawyer replied 10 months ago.
applying some pressure though may get you reinstated and/or compensated.
Expert:  Infolawyer replied 10 months ago.
Kindly let me know if that is acceptable, and if I can clarify something just ask me